regulated investment company — (RIC) USA An US investment company that meets certain tax requirements regarding its assets, income and distributions. Mutual funds and closed end investment companies typically are classified as RICs. Generally, a RIC must: • Meet an asset… … Law dictionary
regulated market — A body of rules drawn up by the entity responsible for a regulated market, setting out membership requirements, as well as procedures for transactions and admission of investment products. Once approved by the CMF, this set of rules allows the… … Financial and business terms
regulated agent — An agent, freight forwarder, or any other entity who conducts business with an operator and provides security controls that are accepted or required by the appropriate authority in respect of cargo, courier, and express parcels or mail. Note: The … Aviation dictionary
Types of business entity — Companies law Company … Wikipedia
legal entity — A person or organization that can legally enter into a contract, and may therefore be sued for failure to comply with the terms of the contract. Bloomberg Financial Dictionary See client Euroclear Clearing and Settlement glossary * * * legal… … Financial and business terms
New York State Banking Department — Past NY Banking Superintendents Superintendent Appointment Date Daniel B. St. John April 15, 1851 Marius Schoonmaker April 4, 1854 James M. Cook January 30, 1856 Henry H. Van Dyck April 16, 1861 Edward Hand (banking) August 9, 1865 Emerson W. K … Wikipedia
Credit rating agency — Corporate finance … Wikipedia
Utility — A regulated entity which exhibits the characteristics of a natural monopoly. For the purposes of electric industry restructuring utility refers to the regulated, vertically integrated electric company. Transmission utility refers to the… … Energy terms
Generation Company — (Genco, GENCO) A regulated or non regulated entity (depending upon the industry structure) that operates and maintains existing generating plants. The Genco may own the generation plants or interact with the short term market on behalf of plant … Energy terms
Credit default swap — If the reference bond performs without default, the protection buyer pays quarterly payments to the seller until maturity … Wikipedia
